CKM Matrix from Fritzsch Texture
- [T] Theorem — rigorously proved from the UHM axioms
- [C] Conditional — conditional on an explicit assumption
- [H] Hypothesis — mathematically formulated, requires proof or non-perturbative computation
- [✗] Retracted — contains an error, corrected or replaced
Important note on levels:
- Level 1, retracted [✗] (2026-09-26, T-345(e)): Fano topology → Fritzsch texture. The six-zero Fritzsch texture is refuted by the data whatever its origin: with the running masses at it gives for every choice of phases, against (PDG 2024). The line read "Level 1 [T]: Fano topology → Fritzsch texture (structural prediction)". See §11.
- Level 2 [H]: Texture + observed quark masses → numerical values of CKM elements. Formulas like are standard consequences of Fritzsch texture (Fritzsch, 1977), not original predictions of UHM.
- Harmonic reading (T-328, 2026-09-25): this page uses the axis reading of the generations. In the harmonic reading (hypothesis (GC)) an exact family would make a permutation matrix, which refutes. Mixing then measures the breaking of the family , and no value of it is derived (Fermion generations, §5.3(d)).
- What the clock can supply (T-345, 2026-09-26): §11 lists every parameter-free structure of the clock register and shows which of them can break the family and which data exclude them. The numerical claims of §§2–7 below ( with a tuned , from a "two-loop correction", the Fritzsch-texture values) are corrected there and in place.
Contents
- Generations and Mixing
- Mixing Angles from Fano Geometry
- Cabibbo Angle: θ_C ≈ 13° from RG correction 2π/7
- CP-Violation Phase — including generation mechanism from
- Jarlskog Invariant
- CKM from Mismatch of Yukawa Textures — including derivation of
- Wolfenstein Parameters
- Honest Assessment of Status
- Non-circularity of the CKM derivation
- UHM and the Cabibbo Angle Anomaly
- Flavour from the clock: what can break the family ℤ₃ (T-345)
1. Generations and Mixing
1.1 Reminder: Three Generations from Fano
Three generations arise from three inequivalent orientations of the triplet relative to the Fano plane. The stabilizer of in is the group (order 24). Three equivalence classes of orientations give three generations with .
1.2 Definition (Fermionic spinors of three generations)
Definition. Three generations of quarks are defined by three distinct Gap configurations in the vacuum sector:
(a) From Fano duality: each point lies on 3 Fano lines (after removing ). The three lines through each point define three orientation classes.
(b) Three generations of fermionic spinors:
where depend on the generation through the Fano phase .
Theorem 1.1 (CKM matrix from spinor inner products) [C]
The derivation of the CKM from Gap spinors is conditional on the identification of fermionic generations with Gap configurations and on the choice of labeling .
Theorem. The CKM (Cabibbo–Kobayashi–Maskawa) matrix is determined by the overlaps of the fermionic spinors of the three generations:
(a) Definition of the CKM in the Gap formalism:
where are generation indices, and are the internal spinors of the up- and down-type quarks of the -th and -th generation.
(b) Matrix element:
The last factor: — determined by the Fano structure.
(c) Simplification. From the orthogonality of generations and Fano phases:
where is the phase determined by the associator ().
2. Mixing Angles from Fano Geometry
Theorem 2.1 (Mixing angles from Fano geometry) [✗]
Status corrected 2026-09-26 from [H] to [✗] (T-345(e)). The angles are refuted by the data, and the running that was to repair them does not exist: see the note after §2.2.
Theorem. The three Fano lines through determine three mixing angles:
(a) The Fano plane contains 7 lines. Through each of the 7 points pass exactly 3 lines. Through the point pass 3 lines, each containing a pair from the remaining 6 points:
The three pairs partition the 6 points into 3 pairs.
(b) Angle between the -th and -th generation:
From the cyclic -structure of the Fano plane.
(c) Three mixing angles (rough approximation, without RG and corrections):
(d) Observed Cabibbo angle: rad. Ratio: . A correction by a factor of is required.
2.2 Updated CKM Angles with Generation Assignment
With the assignment 3rd, 2nd, 1st generation, the Fano differences for CKM angles:
(a) (Cabibbo angle) — mixing of 1st and 2nd generations ( and ):
(b) — mixing of 2nd and 3rd ( and ):
(c) — mixing of 1st and 3rd ( and ):
(d) Ratios of Fano phases:
Observed angle ratios: .
(e) Fano ratios () do not match the observed ones (). The discrepancy is due to RG suppression depending on the generation mass ratio (Fritzsch texture):
With PDG 2024 (, , ) the angles are , , , in the ratio (the "" above is an older rounding). The Fano differences give , so would exceed ; the data have . Renormalisation cannot turn one pattern into the other. In one-loop Standard Model running from to GeV changes by , by , and , grow by 13 % (test_ckm_phase_does_not_run_in_the_sm). The formulas of (e) are the Fritzsch texture, which the data refute separately (§6.3). Theorem 2.1 is therefore [✗].
3. Cabibbo Angle
Theorem 3.1 (V₃ correction to mixing angles)
Earlier status [H]: "Qualitative agreement is established. The normalization factor is tuned from the unitarity condition, not derived from first principles." Retracted on three grounds. (i) The cubic whose running is used here is retracted: every -invariant cubic is PT-even (T-331). (ii) With fitted to , the agreement with is the fit; the suppression factor is by construction. (iii) Mixing angles do not run appreciably in the Standard Model (note after §2.2), so no RG factor of order can act on an angle.
Theorem. The cubic potential contributes a multiplicative correction to the bare Fano angles:
(a) is an IR-irrelevant operator. Under the RG flow from the Planck to the electroweak scale:
(b) Correction to the mixing angle:
From the RG beta function: :
(c) Numerically. . :
(d) Corrected Cabibbo angle:
The normalization factor is determined from the unitarity condition of the CKM matrix. At :
— agrees with the experimental Cabibbo angle.
(e) Falsifiable prediction. Ratio of mixing angles:
Observed: . This is consistent with .
Theorem 3.2 (Refined Cabibbo angle with selection principle)
Retracted [✗] 2026-09-26 (T-345(e)) together with Theorem 3.1: it uses the same suppression of the retracted cubic, and angles do not run appreciably in the Standard Model. The text is the former derivation.
Theorem. Taking into account the selection principle and RG evolution:
(a) Bare angle: . RG correction: suppression by .
(b) Specifics: , , . Ratios:
From RG: .
(c) Observed: . Prediction: . Order of magnitude agrees.
4. CP-Violation Phase
Theorem 4.1 (δ_CP from the octonionic associator) [✗]
Status corrected 2026-09-26 from [H] to [✗] (T-345(e)). Its source, the PT-odd cubic , is retracted: every -invariant cubic is PT-even (T-331), and with the corrected potential the Gap sector has no CP violation (T-333). The values it gives are refuted in Theorem 4.2. The text of 4.1–4.3 is the former derivation.
Theorem. The CP-violation phase in the CKM matrix is determined by the structure of :
(a) In the standard parametrization: the CKM contains one physical phase . Jarlskog invariant:
(b) In the Gap formalism: the phase arises from the complexity of the matrix elements . This complexity is a direct consequence of (PT-odd):
(c) From Fano structure: for 7 triplets. Sum over triplets involving all three generations:
4.1 Mechanism of Generation from the Phase
Qualitative mechanism: (octonionic associator, PT-odd) is the unique source of CP violation in the Gap formalism. The specific numerical value of the phase is determined by the -structure, but two-loop corrections require further computation.
Computational task C16: 3-loop RG + threshold corrections. All formulas are defined [T]; computation is feasible in SYNARC.
Retracted [✗] 2026-09-26 (T-345(e)): is not PT-odd — every -invariant cubic is PT-even (T-331) — so it is no source of CP violation, and the phase does not run appreciably (Theorem 4.2). This box keeps its former text.
CP violation in the CKM matrix arises from the complexity of the overlaps between fermionic spinors of different generations. This complexity has a single source — the cubic potential . Here plays a dual role: it also enforces through the fixing of vacuum phases (T-99 [T]), while generating through inter-generation mixing (details: dual role of ):
is a PT-odd operator: it changes sign under time reversal (). It is precisely the PT-oddness of that generates complex phases in the Yukawa matrices and . At all CKM elements would be real and .
The phase is determined by the argument of the sum over Fano triplets involving all three generations. Each Fano triplet contributes a phase factor , and the total phase:
depends on the specific Fano phases of the generations. The discreteness of the -group makes not a free parameter but a computable quantity — this is the key distinction from the Standard Model, where is introduced ad hoc.
4.2 Initial Computation (, multiplicative group)
(d) Numerical prediction. From -symmetry: :
Magnitude: .
(e) Observed value: (PDG 2024). Discrepancy of the raw Fano value ~17%. Sources:
- RG corrections to ( runs)
- Two-loop contributions to the phase
- Corrections from the generation mass hierarchy
4.3 Updated Computation with Generation Assignment
Theorem 4.2 (Updated phase δ_CP)
The value below is , and the is not a property of the Standard Model. In one-loop running of the full Yukawa matrices from to GeV the phase moves by and by (test_ckm_phase_does_not_run_in_the_sm); the rephasing invariants and run only through products of small Yukawa couplings. The estimate multiplies a phase by the running of a coupling, which is not how a phase runs, and its sign was chosen to fit. Without it the prediction is (or for the first assignment), against (PDG 2024, rad): (resp. ). The phase source is retracted (T-331), and in the Clifford frame the CKM phase is a Yukawa input (T-333). The text below is kept as the former derivation; its status is [✗]. A parameter-free phase from the clock's own Gauss sum, with , was also tried: from the global fit, and it has no mechanism behind it (§11).
Theorem. With the new assignment ( 1st, 2nd, 3rd):
(a) Phase:
(b) Magnitude: (reduction to the upper half-plane).
Observed (canonical value, SSOT): (PDG 2024 global fit). The cleanest tree-level determination — the LHCb combination reported at ICHEP 2024 — gives , sitting essentially on top of the prediction below. The older "" figure is superseded. Raw-value discrepancy (removed by the two-loop correction below).
(c) With two-loop correction: . RG correction to :
With a negative sign for the two-loop correction:
Discrepancy from the global-fit : (); against the direct LHCb tree combination the predicted lands within () — a near-exact coincidence. Improved agreement — and far better against the current values than against the older figure.
(d) With a positive sign: — discrepancy (). Thus, the new assignment predicts a negative sign for the two-loop correction.
Sign of the two-loop correction [C under SM 2-loop RG]
The sign of the two-loop correction to is determined from the SM limit of Gap RG. In the Standard Model the two-loop RG equation for the Jarlskog invariant is known (Antusch, Ratz, 2003):
The negative sign means that decreases when moving from IR to UV (i.e. increases from top to bottom in energy). Since , the phase decreases from UV to IR. Therefore:
- Sign of the two-loop correction — negative (IR value is larger in magnitude than UV) [C under SM 2-loop RG]
- Tree-level value — UV value
- IR value: (correction is added due to sign convention)
- Magnitude depends on threshold corrections at the GUT scale — [H]
Retracted [✗] 2026-09-26 (T-345(e)): the running of in the SM follows that of the angles (, grow by 13 % from to GeV), while the phase itself moves by and by (test_ckm_phase_does_not_run_in_the_sm); there is no correction of whose sign could be fixed. This box keeps its former text.
Former final prediction, retracted [✗]:
Retracted 2026-09-26 (T-345(e)): the correction it rests on is absent in the Standard Model (box under Theorem 4.2); the uncorrected value is from the data.
Observed value (PDG 2024). Predicted value deviates from the central experimental value by (). Sign of the two-loop correction is fixed by SM RG [C]; precise value depends on GUT threshold corrections [H].
Retracted 2026-09-26 (T-345(e)): the predicted value is retracted [✗] (box under Theorem 4.2); the discrepancy of the uncorrected is , .
5. Jarlskog Invariant
Theorem 5.1 (Jarlskog invariant from Fano parameters)
The numerical agreement follows from Fritzsch texture with observed masses, and is not an independent prediction.
Corrected 2026-09-26 (T-345(e)): (c) and (d) are [✗]. The phase of (c) is retracted (Theorem 4.2), and in (d) the observed is substituted: computed from the observed angles and the observed phase reproduces the observed by construction, so it is not a prediction. With the uncorrected Fano phase, against .
Theorem. The Jarlskog invariant is computed from the CKM parameters:
(a) Formula:
(b) Initial estimate ():
Observed: . Agreement within 10%.
(c) Updated estimate ():
With , , , :
Observed: . Agreement within 1%.
(d) Clarification: prediction vs observed . Discrepancy . At : — in agreement with the observed .
Of the 4 parameters in the formula (, , , ) only one () is predicted by the theory. The remaining three are observables. The residual phase discrepancy is small: ().
Correct formulation: with Fano-predicted phase and observed CKM angles: . The only genuine prediction is vs observed ( discrepancy).
Corrected 2026-09-26 (T-345(e)): that one parameter is retracted [✗] (Theorem 4.2), so none of the four is predicted.
6. CKM from Mismatch of Yukawa Textures
Theorem 6.1 (CKM matrix in the Fano formalism)
Earlier: "[T] Level 1 — structural prediction. Fano topology predicts Fritzsch texture. This is an original prediction of UHM." The Fritzsch texture is refuted by (§6.3); the formulas (a)–(b) below are the generic small-angle expansion of and hold for any hierarchical texture.
Theorem. CKM matrix , where diagonalize :
(a) From hierarchical texture:
and similarly for (with ).
(b) CKM elements (leading order):
Theorem 6.2 (Quantitative CKM from Fano)
Formulas are standard consequences of Fritzsch texture (Fritzsch, 1977), not original predictions of UHM. The theory's prediction is the texture structure [T], not the numbers [H].
Corrected 2026-09-26 (T-345(e)): the texture structure is retracted [✗] (§6.3). In (a) the value is not what the Fritzsch texture gives: its exact diagonalisation gives for every phase, and the factor from a "Fano phase" is not derived.
Theorem. From Fano texture with :
(a) . From Fritzsch texture (Theorem 5.2): element of the mass matrix , where (from the characteristic equation). Then:
At (Fano phase):
Observed: . Agreement within 10%.
The naive estimate substituted into the formula gives the absurd result . The error lies in the incorrect normalization: the mixing parameters scale as a fraction of the corresponding Yukawa (Fritzsch texture), not of . The correct normalization via the Fritzsch formula gives the correct result above.
(b) (Cabibbo angle):
Observed: . Agreement at the center of the range.
6.3 Derivation of the Formula from Fritzsch Texture
The formula is not an original prediction of UHM. This is a standard result (Fritzsch, 1977) that follows from any hierarchical mass matrix with Fritzsch texture. The original contribution of the theory is the derivation of the texture itself from Fano topology [T]. Corrected 2026-09-26 (T-345(e)): that derivation is retracted [✗] (box below).
The derivation chain consists of two fundamentally distinct steps:
Whatever its derivation, the texture below cannot describe the quarks. Its sector fixes up to small corrections, and with the running masses at (Huang and Zhou, Phys. Rev. D 103, 016010 (2021): , ) the exact diagonalisation gives over all phases, against (PDG 2024) — about (test_fritzsch_six_zero_texture_overshoots_vcb). That the original Fritzsch texture predicts too large a and too small a is standard (B. Belfatto, Z. Berezhiani, JHEP 08 (2023) 162, arXiv:2305.00069). Step 1 was also derived in the axis reading of the generations (only on the Higgs line ), which cannot carry a family symmetry (T-328(a)), and with , which is [H]. The agreement (Gatto–Sartori–Tonin) survives as an empirical relation of any texture with a zero in the entries; it is not a prediction of UHM.
Former Step 1 [✗] (was [T]): Fano topology Fritzsch texture. From the Fano selection rule (Theorem 5.2) the down-quark mass matrix has the structure:
The zeros on the diagonal for the light generations are a consequence of the fact that only the third generation (, dimension ) lies on the Higgs Fano line . The elements and are generated by loop corrections through vertices.
Step 2 [H]: Fritzsch texture + experimental masses . From the characteristic equation of the matrix with Fritzsch texture:
Diagonalization matrix at leading order:
Similarly for up-type quarks: . CKM matrix element:
Since , the leading contribution:
Substituting experimental masses (PDG): MeV, MeV, MeV, GeV. Result — in agreement with the observed .
What the theory was said to predict (retracted [✗], was [T]): hierarchical texture with (zeros on the diagonal), from which follows structurally.
What depends on experiment [H]: the specific numerical value is determined by substituting the experimental masses and , which are themselves not predicted by the theory with sufficient accuracy. From the Gap formalism: and , whence — only the order of magnitude .
(c) :
Observed: . Agreement within 3%.
7. Wolfenstein Parameters
Corollary 7.1 (Wolfenstein parameters)
Corollary. Predictions in the Wolfenstein parametrization:
| Parameter | Fano prediction | Observation | Status |
|---|---|---|---|
| [✗] (Fritzsch input, §6.3) | |||
| [✗] ( is not the Fritzsch value; that one is ) | |||
| depends on | [H] | ||
| depends on | [H] |
Observations updated 2026-09-26 to the PDG 2024 fit (Eq. 12.26 of the CKM review); the column read , , , .
Precise values of , depend on the phases of the Yukawa matrices, which require non-perturbative computation.
8. Honest Assessment of Status
8.1 What the Theory Actually Predicts
Fritzsch texture from Fano topology — hierarchical mass matrix.[✗]: refuted by (§6.3).Zeros on the diagonal for light generations — consequence of the Fano selection rule.[✗]: same texture.CP phase determined by -structure — discrete set of possible values.[✗]: the multiples of nearest the data, and , are and away (Theorem 4.2).- Strong CP: — T-99, [C at (SV)] (corrected 2026-09-25 from [T]): only through the chain of the retracted cubic . The corrected potential is PT-even, and no lift of its vacuum's antiunitary symmetry gives with and (T-333). With the fields the Clifford frame forces there is no Peccei–Quinn symmetry and no spontaneous CP violation, so is a free parameter there (T-333(e)–(h)). Retracted [✗] 2026-09-26 (T-99 corrected): the chain fails at its own step 4, so is not derived at all; strong CP is open [Pr] (Confinement §3.1c).
- One channel gives no mixing [T] (T-332(g)): if every generation couples through one flavour matrix times the same internal Clifford operator, and . Mixing needs at least two channels (in language, with or ). Under the hypothesis (UP) the down-type matrix is subleading, so the whole CKM matrix comes from subleading down-type terms. These must be tree-level, of relative size : the exact (UP), with a vanishing down-type matrix, is refuted, and loops cannot generate it (T-332(h)–(k)). Its hierarchy is not derived [Pr].
- What the clock can and cannot supply [T] (§11, T-345): every structure of the clock register that commutes with its tick — the Fano incidence, the quadratic residues and Gauss sums, the clock Hamiltonian, the anchor on the trivial harmonic — is diagonal on the generations and gives a permutation matrix in any number of channels; the only automorphism-fixed instant gives the democratic rank-one matrix; and two channels one of which is rank one cannot fit the quark and lepton masses together.
8.2 What Follows from Standard Formulas [H]
Numerical values of CKM elements (, , , ) follow from Fritzsch texture upon substituting the observed quark masses. Formulas:
These are standard formulas (Fritzsch, 1977), not original predictions of UHM.
Corrected 2026-09-26 (T-345(e)): the texture behind them is refuted ( against , §6.3); survives as the empirical Gatto–Sartori–Tonin relation, and is not a Fritzsch value.
8.3 Anatomy of the Derivation Chain: Structure vs Numbers
For each CKM result it is necessary to clearly distinguish two levels:
| Statement | Level | What it uses | Status |
|---|---|---|---|
| Yukawa matrix is Fritzsch texture | Structural, retracted [✗] 2026-09-26 (was [T]) | Fano topology, -symmetry | Refuted: against (was "genuine prediction") |
| Consequence [H] | Texture + MeV, MeV (PDG) | Standard Fritzsch | |
| Consequence [H] | Texture + , (PDG) + Fano phase | Depends on | |
| Consequence [H] | Texture + , (PDG) | Standard Fritzsch | |
| Retracted [✗] 2026-09-26 (was prediction [H]) | -phase from + two-loop correction | The correction is absent in the SM; retracted (T-331) (was "only genuine numerical prediction") |
The formula is a standard consequence of Fritzsch texture (Fritzsch, 1977). It arises from diagonalizing the mass matrix with zero diagonal elements for the light generations (detailed derivation: section 6.3). The analogous formulas and follow from elements and of the diagonalization matrices.
The predictive power of the theory lies in the structure, not the numbers: Fano topology fixes the form of the texture, from which the Fritzsch formulas follow automatically. The numerical values are then determined by the experimental quark masses.
Corrected 2026-09-26 (T-345(e)): the structure named here is retracted [✗] — the Fritzsch texture gives against — and no parameter-free structure of the clock supplies another one (§11).
8.4 Honest Assessment of the Jarlskog Invariant
Corrected 2026-09-26 (T-345(e)): the phase used below is retracted [✗] (Theorem 4.2), so here has no predicted parameter left; the text is the former assessment.
Of the 4 parameters of the formula only one () is predicted by the theory. The remaining three angles (, , ) are observed quantities. The claim of "agreement within 1%" for is due to:
The discrepancy of and is determined only by the discrepancy in the phase (). Correct formulation: with Fano-predicted phase and observed CKM angles: . The only genuine prediction is vs observed ( discrepancy, ).
8.5 Updated Status Table
| Result | Original status | Current status |
|---|---|---|
| Fritzsch texture from Fano topology | [T] | [✗] (2026-09-26: against ) |
| , numerical | [T] (1%) | [H] (consequence of Fritzsch + observed masses) |
| numerical | [T] (4%) | [H] (depends on phase; standard Fritzsch) |
| [T] (1%) | [H] (3 out of 4 parameters are observables; real accuracy in ) | |
| [H] | [✗] (2026-09-26: the correction is absent in the SM; runs by ) | |
| from -phase | [H] | [✗] (2026-09-26: retracted, T-331; values and off) |
| Mixing angles with RG suppression | [H] | [✗] (2026-09-26: against ; angles do not run) |
| Normalization of via Fritzsch formula | [T] | [H] (direct computation from Gap formalism gives ; transition to Fritzsch formula — post-hoc correction) |
8.6 What is a Genuine Prediction and What is Not
Fritzsch texture from Fano topology — for light generations [T].Retracted [✗] (§6.3).Form of the mixing formulas ( etc.) as a structural consequence of the texture [T].Retracted [✗] with the texture.CP-violation phase determined by and -structure, not a free parameter [H].Retracted [✗] (Theorem 4.2).— consequence of the isotropy of the Gap vacuum of the retracted , [C at (SV)] (corrected 2026-09-25 from [T]; T-333 closes the route through the corrected vacuum).Retracted [✗] 2026-09-26 (T-99 corrected): the vacuum of is not isotropic in the phases; is free (Confinement §3.1c).
- Numerical values of CKM elements (, , etc.) have status [H] — the numbers follow from the standard Fritzsch formulas upon substituting experimental masses.
- Agreement for CP violation: , i.e. — order of magnitude, not an exact prediction.
- Corrected 2026-09-26 (T-345(e)): the Fritzsch texture and are retracted [✗]; the numbers above are the Gatto–Sartori–Tonin relation and substituted observations, not predictions.
8.7 Open Questions
Corrected 2026-09-26 (T-345(e)): the first two items are void — Theorems 3.1 and 4.2 are retracted — and the last one is answered in the negative for the clock structures (§11).
- The normalization factor is tuned, not derived.
- The sign of the two-loop correction to is fixed by SM 2-loop RG (negative) [C under SM 2-loop RG]; the precise magnitude depends on GUT threshold corrections [H].
- Precise values of Wolfenstein , require non-perturbative computation.
- The assignment is a hypothesis.
- Computation of from first principles (without substituting the Fritzsch formula) requires the correct normalization of from the Yukawa texture.
- Prediction of precise quark masses from the Gap formalism (not just orders of magnitude) — a necessary condition for the numerical CKM values to become independent predictions [T].
9. Non-circularity of the CKM derivation — rigorous analysis
A legitimate concern raised in external audits of UHM is that the use of the Fritzsch texture in deriving CKM elements might implicitly use observed quark masses as input, making the CKM "prediction" a post-diction rather than a genuine prediction. This section addresses the concern rigorously.
9.1. The Connes–Chamseddine non-circular principle
In the standard Connes–Chamseddine (CC) spectral-action framework for the Standard Model (Chamseddine–Connes 1996; Chamseddine–Connes–Marcolli 2007):
- The internal spectral triple is specified by:
- (SM internal algebra).
- : 16 fermions per generation × 3 generations = 48 fermionic DOF.
- : finite Dirac operator encoding Yukawa couplings and neutrino seesaw.
Crucially: is treated as a fixed mathematical object once the spectral triple is specified. The spectrum of then determines — simultaneously — all fermion masses, mixing angles (CKM and PMNS), and neutrino masses. No observed mass is "substituted"; they are outputs of diagonalising .
This is the non-circular principle: masses and CKM are obtained together from a single structural input (), not from fitting observed masses then computing CKM.
9.2. UHM-specific realisation
UHM follows the CC principle with additional structural constraints:
- -rigidity (T-173 [T]): the structure of is fixed up to — no arbitrary Yukawa coupling constants.
- Sector decomposition (T-48a — retracted [✗] 2026-09-25 as an axis-labelled decomposition): respects the structure; Yukawa couplings are -invariant symbols.
- Fano selection rules (fermion-generations): off-diagonal Yukawa elements are non-zero only when lie on a Fano line for some .
- Bimodule decomposition (Bimodule construction): SM representations emerge from the -bimodule structure of via real structure — not from tensor product input.
Under these constraints, is specified independently of observed masses. The Fritzsch-texture-like form of the Yukawa matrices then emerges from the -invariance + Fano selection rules, not as an ansatz.
9.3. Non-circularity theorem
The UHM derivation of the CKM matrix is non-circular, meaning: no observed quark mass is used as input to obtain CKM elements, conditional on:
(C1) The internal spectral triple is specified from UHM axioms (T-48a, T-82, T-173). Corrected 2026-09-25: T-48a is retracted, and , are Connes' imported ones — T-178 is retracted as a derivation.
(C2) The finite Dirac operator is written in -invariant form with coefficients determined by the Fano structure.
(C3) Masses (up-type, down-type, charged lepton, neutrino) are obtained by diagonalising in the corresponding sector — not fitted from observation.
(C4) The CKM matrix is the change-of-basis matrix between diagonal bases of up-type and down-type Yukawa matrices, again via diagonalisation only.
Proof sketch: Under (C1)–(C4), all observables (masses and mixings) are functions of , which is itself fixed by UHM axioms up to rotation (a physical gauge, not a tunable). Hence no observed input enters — both masses and CKM are outputs of a single structural computation.
Verification in practice: inspect the UHM derivation of Yukawa matrices (bimodule construction + Fano selection rules + anomaly freedom from , ) to confirm that coefficients are determined a priori, not fitted.
9.4. What Fritzsch texture actually is in UHM
Note 2026-09-26 (T-345(e)). The texture this subsection calls emergent is refuted by (§6.3), so the non-circularity argument of §9 concerns a derivation that does not reproduce the data; the claim below that the texture is "a prediction of UHM" is retracted [✗]. §9.1–9.3 remain a statement of method.
The Fritzsch texture in UHM context is not an ansatz substituted with observed masses; it is a structural consequence of:
- Hermiticity of Yukawa matrices: .
- Sparsity from Fano rules: unless lies on a Fano line with third element being the Higgs sector .
- Hierarchy pattern: is suppressed by where is the Fano-level label for generation .
These three constraints force the Yukawa matrix into Fritzsch form:
with , , (top Yukawa).
The emergent Fritzsch texture is a prediction of UHM, not an input. The numerical values are determined by the sector hierarchy parameter (T-64 [T] (corrected to the -invariant potential; its vacuum has no sector values — hypothesis (SV))) and not by fitting.
9.5. Comparison with external audit criticism
Note 2026-09-26 (T-345(e)): the response below rests on the retracted texture and on the retracted Theorem 3.1 with its fitted ; it is kept as the former response. The concern is answered now by §11: no parameter-free structure predicts the CKM numbers.
An external audit raised the concern: "derivation of CKM substitutes observed quark masses into Fritzsch texture, reducing its predictive value."
Response:
- In UHM, Fritzsch texture emerges from -invariance + Fano selection rules, independently of observed masses.
- The numerical values of , , etc., follow from the single parameter of T-64 + normalisation.
- is derived from minimisation (a computational task [C at (SV)]), not fitted from observed quark masses.
- If UHM predicts independently, then CKM predictions are genuinely derived.
- Current open point: the normalisation factor is currently tuned (see §8.7), which does represent a residual phenomenological input. This is the one genuine input in current CKM derivation; closing this gap requires deriving from first principles.
9.6. Remaining non-circularity-related work
Honestly documenting residual concerns:
-
tuning (§8.7, item 1): the overall normalisation factor is adjusted to match . This is a single parameter, not a full fit of all CKM elements. Reducing CKM from 4 independent parameters (Wolfenstein) to 1 normalisation is a structural success, but the remaining 1 is input.
-
from first principles — a concrete computational task: compute from the UHM spectral action coefficients (now fixed canonically, see canonical-f). This is a well-defined calculation, not an open conceptual question with unknown methods.
-
Non-perturbative CKM: full non-perturbative calculation of from Gap formalism is computationally heavy but well-defined (not conceptually open).
These are computational tasks, not circular substitutions. UHM maintains non-circularity in principle; residual numerical work is clear-cut.
Corrected 2026-09-26 (T-345(e)): items 1–2 are void — the Cabibbo derivation that normalised is retracted [✗] (Theorem 3.1) — and item 3 would compute from a texture the data refute.
9.7. Summary
- Principle: UHM CKM derivation is non-circular, following Connes–Chamseddine methodology: masses and CKM are simultaneous outputs of diagonalisation.
- Fritzsch texture: emergent from -invariance + Fano selection, not an ansatz.
- Residual input: single normalisation — reducible to a computational task at T-64.
- External audit concern (observed masses substituted into Fritzsch) does not apply to UHM's actual derivation path.
- Corrected 2026-09-26 (T-345(e)): the second and third items are retracted [✗] — the emergent texture is refuted by (§6.3), and belonged to the retracted Theorem 3.1. The principle of the first item stays a statement of method with no derived CKM number behind it (§11).
10. UHM and the Cabibbo Angle Anomaly (T-265)
The Cabibbo Angle Anomaly (CAA) is a deficit in the first-row CKM unitarity test:
with from superallowed nuclear decay and from (a second internal tension has since appeared between from kaon and pion semileptonic decays). The standard resolution taxonomy splits into two families:
- Standard-Model extraction — nuclear/hadronic radiative corrections (notably the box, , and its nuclear-structure dependence), the lattice form factor , and the – tension.
- Beyond the Standard Model — a fourth generation, vector-like quarks (the phenomenologically "most promising" global-fit candidate), MeV-scale sterile neutrinos (which raise the extracted ), leptoquarks, vector boson triplets, vector-like leptons, or otherwise modified –quark couplings.
The UHM spectrum is fixed, and it collides head-on with the BSM family.
Theorem 10.1 (Resolution channel of the CAA) [H]
Status corrected 2026-09-25 from [T-structural]+[C] to [H]. The table below keeps the former grounds and gives each exclusion its status now: the fourth generation is excluded only [C at 43c identification] — the count 3 is exact, its identification with the physical generations is [I] (registry row 43c); the vector-like-quark exclusion is [H], because its chirality ground is retracted ( has eigenvalues , and all representations are real — Standard Model, §4); the leptoquark/extra-boson exclusion is [H], because the 'exactly SM gauge content' rests on (FE), now [C at (FE)], and on T-297, now [H]. The channel prediction is therefore a hypothesis.
Statement (T-265). Within UHM the physical quark-mixing matrix is exactly the CKM matrix and is exactly unitary; consequently, if the CAA persists, it must resolve entirely within the Standard-Model extraction sector and not through any new quark, lepton, or boson state. Every leading BSM resolution channel is excluded by the fixed UHM spectrum:
| BSM channel | UHM verdict | Ground |
|---|---|---|
| Fourth generation | excluded [C at 43c identification] (listed as a theorem until 2026-09-25) | exactly — the generations are the quadratic residues , the unique order-3 subgroup of closed under the associative Fano product (§1); not 2, not 4, not 6 |
| Vector-like quarks | [H] (listed as excluded [T-structural] until 2026-09-25) | Retracted ground: UHM fermions are chiral by construction: acts with definite eigenvalue on the internal spinor (SM sector, chirality) — the frame admits no non-chiral (vector-like) quark configuration. Why retracted: has eigenvalues , and has only real representations; chirality enters with Connes' imported |
| MeV sterile neutrino | excluded [C] | the neutrino sector is type-I seesaw with three right-handed at GeV and normal hierarchy (neutrino masses §2) — no eV–MeV sterile state in the spectrum |
| Leptoquarks / extra gauge bosons | [H] (listed as excluded [T-structural] until 2026-09-25) | Former ground: the gauge sector is with exactly SM content [T], and the only scalar is the unique Higgs line [T] — no leptoquark scalar, no vector boson triplet. Now: does not contain (rank 2 < 4), the electroweak construction is [C at (FE)], and the no- corollary T-297 is [H] |
Consequence. UHM makes a sharp, falsifiable prediction about the channel of the anomaly: the deficit lives in the -box / nuclear-structure radiative corrections, the lattice / form factors, or the – tension — the SM hadronic/nuclear inputs — not in the mixing matrix itself.
Self-consistency. This is precisely what licenses the corpus's own Cabibbo derivation (§3) to fix the normalisation from the CKM unitarity condition: UHM's fundamental CKM is exactly unitary [C at 43c identification] (the count is exact, its physical identification is [I]; until 2026-09-25 this read "T from "), so the measured deficit is, within UHM, an extraction artifact, not a property of the mixing. Note 2026-09-26 (T-345(e)): the Cabibbo derivation of §3 is retracted [✗], so this licence no longer serves a derivation; the unitarity statement itself is unaffected.
What UHM does not predict [D]. The magnitude and sign of the deficit are Standard-Model hadronic/nuclear physics (the size of , nuclear-structure corrections, form-factor values); UHM offers no derivation of the number. That residual is the genuinely open part.
If the CAA is established to require a fourth generation, a vector-like quark, an MeV sterile neutrino, or a leptoquark — e.g. a collider discovery of such a state, or a precision global fit that excludes the SM-radiative resolution at high significance — then the identification of the three classes with the physical generations (registry row 43c) is falsified; the count itself is arithmetic. Conversely, resolution through improved -box / lattice / – treatment confirms the UHM-predicted channel. Status (corrected 2026-09-25; it read [T-structural] for the first three exclusions): [C at 43c identification] for the fourth-generation exclusion, [H] for the vector-like-quark and leptoquark exclusions, [C] for the sterile-neutrino exclusion, [D] for the magnitude.
Proof sketch. (1) is [T] (§1, fermion generations Thm 6.1): the associator-free Fano triplet is unique, , and equals the unique order-3 subgroup of . Hence exactly three generations and a mixing matrix — given that these three classes are the physical generations, which registry row 43c records as [I]. (2) The Yukawa matrices are ; their bi-unitary diagonalisation yields a unitary CKM (Thm 1.1); with no further quark states, first-row unitarity is exact. (3) Chirality (γ₅ definite on ) forbids vector-like partners; (retracted 2026-09-25: the γ₅ written there has eigenvalues , so no exclusion of vector-like partners follows); the unique Higgs line forbids leptoquark scalars; the seesaw spectrum has no light sterile. (4) Therefore any observed unitarity deficit is not a property of the fundamental and must originate in the extraction — the SM radiative/lattice inputs.
11. Flavour from the clock: what can break the family ℤ₃ (T-345)
Setting. Under (GC) a generation is a non-trivial real harmonic of on the clock register . The energy states of are the harmonics, grouped into the planes ; the time states are , and the tick maps to (emergent time). The family is multiplication of the labels by and . In the Clifford frame (T-329, T-332) a whole generation is one , and each channel (, , ) couples through one flavour matrix on the generations: , with the same in the up, down, charged-lepton and neutrino-Dirac masses and only the coefficients depending on the sector (for example ).
The candidates without free parameters are: (i) the circulants of the clock — the Fano incidence (lines ), its collinearity , the quadratic-residue sum whose eigenvalues are the Gauss sum and its conjugate, and the cyclic Hamming code, which is the quadratic-residue code of length 7; (ii) the clock Hamiltonian and its functions; (iii) the self-model anchor with uniform, which on the clock register is either the projector onto the trivial harmonic ( uniform over time states) or ( uniform over energy states); (iv) time-localised structures — the instants and the time operator , which is what the depth register (emergent time §11.4) adds to one clock: its digits are ordered readings of the same .
Theorem 11.1 (T-345).
(a) Everything that commutes with the tick is diagonal on the generations [T]. An operator that commutes with is diagonal in the energy basis and so maps each harmonic plane to itself. All of (i), (ii) and the first placement of (iii) are of this kind. Yukawa matrices built from them, in any number of channels, are diagonal in one basis in every sector, so is a permutation matrix and a PMNS column has modulus 1. This is refuted by (PDG 2024). Besides, the Fano circulants have eigenvalues of modulus on all six non-trivial harmonics (a difference set with ), the residue sum has or with , and the collinearity is on all of them: equal moduli on the three generations and degenerate masses, refuted by . separates them only as (or ), refuted by the hierarchy.
(b) The instant fixed by the family is democratic [T]. Of the seven time states only is fixed by . On the generations is the democratic matrix (all entries equal), of rank one; the anchor in the second placement is exactly this matrix. It is invariant under all permutations of the generations, so it keeps the family . Alone it gives one massive generation and two massless ones in every sector — the leading form of the observed hierarchy — and no mixing. The other instants are the same matrix up to a rephasing of the generations.
(c) Structures in a common plane leave a unit entry [T]. If the ranges of all flavour matrices of both quark sectors lie in one two-dimensional subspace (for example two instants), each sector has a massless state and has an entry of modulus 1. Refuted by MeV at and by .
(d) Two channels, one of rank one, cannot carry quarks and leptons [T]. Let with of rank one and , common to , , , and let the rank-one channel carry the heavy generation, small (normalise ). Write for the compression of to the complements of the range and co-range of , and for its larger singular value. Then
with a constant fixed by and : , where and , are the same in every sector. With the running masses at (Huang, Zhou, Phys. Rev. D 103, 016010 (2021)) and for , , . The triangle inequality gives from and , and from and . The two bounds differ by a factor of 17.7, while the neglected terms are of relative size . So every two-channel frame with a rank-one channel is refuted — in particular the democratic instant of (b) with any second channel, clock-built or not. A direct scan says the same for full-rank pairs of clock structures: over all 112 ordered pairs from on the harmonics or , the pencil over the whole complex plane never comes closer to than a factor , nor to the down-type ratios than a factor .
(e) The former claims of this page [T for the computations; the claims are ✗]. The six-zero Fritzsch texture gives (§6.3). The Fano angle ratios stand against (§2.2). In one-loop Standard Model running from to GeV the CKM phase moves by , so the "two-loop correction" of Theorem 4.2 does not exist, and the uncorrected () is () from . The parameter-free phase of the Gauss sum, , is away and has no mechanism behind it.
(f) Three channels with the canonical clock structures [numbers; the frame [H]]. By (d), and by the two-Higgs no-go of Babu, Bajc and Saad — a real with a forces in the and cannot split from (the equal-moduli statement of T-332(b)), and with gives at the GUT scale against – — the Clifford frame needs all three channels. With the canonical clock structures in them — of (b), tick-commuting (any diagonal matrix), the -covariant antisymmetric matrix () — and free complex coefficients, a numerical search over the ten quark observables at GeV (one-loop running from ) found no fit. The best maximal deviation is a factor with the diagonal free (14 real parameters, 360 seeded starts and 300 local restarts from the best), where comes out 43 % high, 31 % low and 25 % low together, and with the diagonal fixed to . This is a search, not a proof. The most constrained frame known to be viable is the minimal renormalizable non-supersymmetric with a real , a real , a complex and free flavour matrices: K. S. Babu, B. Bajc, S. Saad, JHEP 02 (2017) 136 (arXiv:1612.04329) fit all fermion masses and mixings with it and, with a type-I seesaw, predict normal ordering, a nearly massless lightest neutrino ( eV at the GUT scale), meV, meV and (their Table 4; with type I+II, and meV). Against NuFIT 6.0 (normal ordering without SK atmospheric data, , range –) both phases lie inside and outside ; inverted ordering is disfavoured there by . The real of that model is what the colour-free Clifford plane of T-332 is. Taking this frame for UHM is a hypothesis [H]. It is refuted by inverted ordering, by well above meV, or by established near at more than . Its numbers belong to the fit, not to UHM: nothing in UHM fixes its flavour matrices.
Proof. (a) has seven distinct eigenvalues, so its commutant is the diagonal algebra; circulants in time are functions of . The eigenvalue of the circulant with offset set on the harmonic is , and for a difference set, i.e. for ; for it is the Gauss sum. Simultaneously diagonal , give a permutation. (b) only for ; for all . (c) A vector orthogonal to the common plane is annihilated by and , so it is a left null vector of both, and the corresponding row and column of are a unit vector. (d) In the bases , adapted to the light block after removing the heavy state is with of rank one; is exactly linear in , and . The inequalities are the triangle inequality for . (e) Diagonalisation and integration of the one-loop equations for the full Yukawa matrices.
Witnesses in check_core_numbers.py: test_tick_commuting_clock_structures_are_generation_diagonal, test_the_automorphism_fixed_instant_is_the_democratic_rank_one_matrix, test_flavour_matrices_in_a_common_plane_give_a_unit_ckm_entry, test_two_channels_with_a_rank_one_channel_cannot_fit_quarks_and_leptons (the formula of (d) is checked on random , ), test_parameter_free_clock_pairs_miss_the_up_quark_ratios, test_fritzsch_six_zero_texture_overshoots_vcb, test_ckm_phase_does_not_run_in_the_sm.
What this changes. No structure the clock carries predicts a mass ratio or a mixing angle. The tick-invariant ones — which include everything built from the Fano plane, the quadratic residues and the anchor — cannot break the family in a way that mixes, and most of them cannot split the masses. The one that breaks translations and keeps the family, the fixed instant , gives the right leading pattern (one heavy generation per sector) but, used as one of two channels, is excluded by the lepton masses. A flavour prediction would need a principle that fixes the coefficients of at least three channels, and the corpus has none [Pr]. (GC) keeps its two consequences — three generations, no fourth sequential one — and gains no third.
Connection with Other Sections
- Three generations: Uniqueness of the triplet → Three fermion generations
- Mass hierarchy: Yukawa couplings generating the texture → Yukawa mass hierarchy
- Higgs sector: Electroweak breaking mechanism → Higgs sector
Related documents: