Gap Renormalization Group
-functions of the potential , fixed points, and the conformal window. The reader will learn about the RG-suppression of the cubic coupling and its role in the cosmological constant budget.
The renormalization group (RG) describes the transformation of the parameters of the potential as the observation scale changes. The one-loop, two-loop, and three-loop -functions, fixed points, and RG-suppression of the cubic coupling are the central results for the budget and the phase diagram.
1. Setup
The potential contains three parameters: , , . As the threshold observation scale changes, the fast modes are integrated out and the effective parameters "run."
Definition (Observation scale). In Gap theory, the "scale" is the threshold frequency of observing Gap fluctuations. As decreases, the fast modes are integrated out via the Wilsonian procedure.
Wilsonian procedure for Gap. The effective action is obtained by integrating out Gap fluctuations with frequencies :
In the one-loop approximation: . The matrix of second derivatives of with respect to is a Hessian, diagonal in the mean-field approximation. Computing the trace and renormalizing UV divergences yields the -functions, whose numerical coefficients are determined by the combinatorics of the Fano plane.
2. One-Loop -Functions [T]
(a) Mass parameter:
The factor 21 is the number of coherences, 7 is the number of Fano triplets.
(b) Cubic constant:
The cubic coupling decreases with scale ( in the IR limit). is an IR-irrelevant operator.
(c) Quartic constant:
The factors 21, 7, 15 come from counting the number of coherences, Fano triplets, and non-Fano triples.
Derivation of Factors from Fano Plane Combinatorics [T]
The numerical coefficients of the -functions are determined entirely by the structure of the Fano plane :
| Combinatorial object | Number | Role in -function |
|---|---|---|
| Coherences | Overall factor in | |
| Fano triplets on a line | 7 | Cubic contribution to , |
| Non-Fano triples | Correction to ; effectively 15 after accounting for symmetry | |
| Quartic pairs | First term of |
The factor 15 in arises as the number of coherence pairs that interact via the quartic vertex with a given cubic vertex: for each of the 7 Fano triplets there are independent quartic coupling channels (accounting for -invariance).
Corollary. The PT-breaking cubic term is IR-irrelevant: at large scales it is suppressed. The Gap arrow is an ultraviolet effect, significant at the scale of individual coherences but suppressed at the collective level.
2.1 Dimensionless Couplings
The -functions in §2 are written for dimensionful couplings , , . However, the fixed points of the RG-flow are defined for dimensionless couplings, in which the engineering dimension has been removed:
where is the engineering dimension of the coupling and is the observation scale.
Engineering dimensions. In (0+1)-dimensional theory on with frequency scale :
-function of the dimensionless coupling. When transitioning to dimensionless , an additional "engineering" term appears:
The first term is the contribution of the engineering dimension (), the second is the one-loop correction from Theorem 2.1(c) at .
Non-trivial zero. From :
This is the Wilson-Fisher fixed point. It does not exist for the dimensionful (where only at ), but arises naturally in dimensionless variables.
Similarly, for dimensionless :
At the Wilson-Fisher point (, ) the condition gives:
The physically meaningful solution: (choosing the sign compatible with potential stabilization), which in dimensionful variables corresponds to .
3. Fixed Points [T]
The system of -functions has three fixed points:
(a) Gaussian (free): , , . IR-stable in , unstable in and . Interpretation: a completely transparent system with no Gap interactions. Unstable.
(b) Wilson-Fisher: , , (in dimensionless variables of §2.1; in dimensionful: , ). IR-stable in all parameters. Interpretation: a system with non-zero Gap, but without PT-breaking. Octonionic non-associativity is irrelevant at large scales.
(c) Octonionic: — does not exist in the one-loop approximation (, incompatible with stabilization).
Connection with the Phase Diagram
(a) The phase transition I↔II at corresponds to crossing in the RG-flow.
(b) The Wilson-Fisher fixed point determines the universality class of the I↔II transition:
(mean-field with small corrections).
(c) Anomalous dimension of the Gap field: .
Stability Analysis of Fixed Points [T]
Linearization of the RG-flow near each fixed point determines the stability matrix :
Gaussian point. Eigenvalues of the stability matrix:
All marginal; stability is determined by the sign of the nonlinear terms. In — IR-stable (), in — unstable (). Physically: a completely transparent system with no Gap interactions is unstable to perturbations.
Wilson-Fisher point. Eigenvalues:
All negative: an IR-stable attractor. This means that at macroscopic scales the system tends toward a PT-invariant state with fixed and .
Octonionic point (1-loop). The condition at requires , which is incompatible with . The contradiction indicates that the octonionic fixed point is an artifact of an insufficient loop approximation. It appears starting from the two-loop order (see section 4).
4. Two-Loop -Functions [T under model assumption]
Section 4 assumes the Gap Lagrangian with a scalar field and potential:
with parameters as the only independent couplings (-symmetry forbids others). It is this field theory that is referred to here as the "adopted model."
(a) Mass parameter:
Factors: 441 = 21² (pairs-in-pairs), 147 = 21×7 (triples-in-pairs), 49 = 7² (triples-in-triples).
(b) Cubic constant:
315 = 15×21, 35 = (triples of the Fano complement).
(c) Quartic constant:
Origin of Two-Loop Factors [T under model assumption]
The two-loop calculation requires integrating pairs of Gap fluctuations , with frequencies in the shell . For each pair :
- If and are connected by a Fano line: the contribution is proportional to (through the cubic vertex factor).
- If and are not connected: the contribution is proportional to (through two quartic vertex factors).
- Mixed contributions: proportional to .
Combinatorial count:
| Object | Number | Formula |
|---|---|---|
| Pairs of coherences | ||
| Pairs connected by a Fano line | ||
| Unconnected pairs | ||
| Number of Fano triplets in two-loop diagrams | (for ) |
The factors , , , , , — all determined by the combinatorics of the Fano plane.
Fate of the Octonionic Fixed Point (2-loop) [T under model assumption]
(a) Gaussian fixed point: remains unchanged (). Stability does not change.
(b) The Wilson-Fisher fixed point receives a two-loop correction:
The correction is — the fixed point is stable against higher corrections.
(c) Octonionic fixed point (): appears in the two-loop approximation. From at :
The fixed point exists when:
(d) Stability: the octonionic point is a saddle point (1 unstable + 2 stable directions). It lies on the boundary between the Wilson-Fisher and Gaussian points.
The octonionic fixed point describes the universality class of the "octonionic phase transition," in which the system transitions from the PT-invariant () to the PT-breaking () regime.
Anomalous Dimension of the Gap Field (2-loop) [T under model assumption]
The anomalous dimension of the Gap field in the two-loop approximation:
(a) At the Wilson-Fisher point (): — negligibly small.
(b) At the octonionic point (): can be negative (the -correction dominates). Negative means that Gap correlations decay slower than in the mean-field approximation.
(c) The critical exponent receives a small correction. The mean-field approximation remains accurate to .
5. Three-Loop -Functions and Stability [T under model assumption]
Three-loop corrections are needed to confirm the stability of the octonionic fixed point, determine the conformal window, and compute the Zamolodchikov -function.
5.1. Three-Loop Structure of the -Functions
Including three-loop corrections:
(a) Quartic constant:
where the coefficients are determined by the three-loop combinatorics of the Fano plane.
(b) Three-loop diagrams are classified by topology:
| Diagram type | Number | Factor |
|---|---|---|
| Chain | ||
| Sunset | ||
| Triangle | ||
| Double Fano | ||
| Triple Fano |
Summation with symmetry factors:
(c) Correction to the Wilson-Fisher point:
The three-loop correction to the WF-point is — negligibly small.
5.2. Stability of the Octonionic Fixed Point (3-loop) [T under model assumption]
At order the octonionic fixed point is stable:
(a) From :
where , giving:
Correction — the octonionic point is stable at three loops.
(b) Value of the coupling ratio at the octonionic fixed point:
The cubic coupling is suppressed relative to the quartic by orders of magnitude.
(c) The stability of both types of fixed points (WF and octonionic) confirms:
- Critical exponents are accurate to .
- The mean-field approach is justified ().
- The phase transition to the octonionic point () is a robust phenomenon, independent of the loop order.
5.3. Summary of Fixed Points by Loop Order
| Fixed point | 1-loop | 2-loop | 3-loop | Character |
|---|---|---|---|---|
| Gaussian () | Exists | Unchanged | Unchanged | Unstable |
| Wilson-Fisher (, ) | Exists | 0.3% correction | correction | IR-stable attractor |
| Octonionic () | Does not exist | Appears (saddle) | Stable ( correction) | Critical (PT-transition) |
6. Conformal Window [T]
(a) With fermionic generations in the Lindblad sector, the -function of has a zero at:
(b) For (real world): the system is outside the conformal window — no IR conformal symmetry.
(c) Conformal window: . In this range, Gap theory possesses an IR conformal phase.
Conformal Symmetry at Fixed Points [T]
At the fixed points of the RG-flow, Gap theory possesses conformal symmetry. At the Wilson-Fisher point (, ) the theory becomes a conformal field theory (CFT) on the 21-dimensional space of coherences with -symmetry.
The effective central function (Zamolodchikov -function):
where is the free energy of Gap theory. At the WF-point:
(21 is the number of Gap fields, is the anomalous dimension). At the octonionic point:
The value can be negative (see Theorem 4.3(b)), which increases . However, the -theorem guarantees .
Physical Consequences of the Conformal Window
For (real world) the system lies outside the conformal window. This means:
- There is no IR conformal phase, but the WF-fixed point governs the critical exponents near the I↔II phase transition.
- Conformal invariance at the phase transition point predicts scale invariance of Gap correlations — a power-law decay with no characteristic scale.
- At (hypothetical fourth generation) the system falls into the conformal window, which radically changes the IR behavior.
7. -Theorem [T]
(a) Central charge of Gap theory:
where is the contribution from Fano constraints.
(b) decreases monotonically in the IR direction: .
Proof of Monotonicity [T]
The monotonic decrease of follows from the positive definiteness of the Zamolodchikov metric in the space of couplings. For Gap theory:
Equality is achieved only at fixed points (). Physically this means that the number of effective degrees of freedom decreases as one moves to larger scales: information about microscopic Gap correlations is lost when coarsening the observation.
Values of at the fixed points:
| Point | Interpretation | |
|---|---|---|
| UV (free) | All 21 coherences + fermionic modes | |
| Wilson-Fisher | Quartic interaction weakly reduces the number of modes | |
| Octonionic | Cubic interaction additionally reduces |
The strict inequality confirms that the RG-flow is directed from the free theory toward the octonionic point as the scale decreases.
8. RG-Suppression of [T]
Over the running from the Planck scale to the electroweak breaking scale:
Anomalous dimension . Suppression:
This gives 14.5 orders of suppression in the budget.
Detailed Derivation of Suppression [T]
From it follows that with fixed (near the Wilson-Fisher point) the equation for is linear:
Solution:
where is the anomalous dimension of the operator .
Substituting :
Integrating from the Planck scale to the cosmological scale :
The square of (which enters the budget) is suppressed by a factor of . This is the key mechanism for explaining the smallness of the cosmological constant in Gap theory.
Role of RG-Suppression in the Budget [T]
The full hierarchy of suppression of the cosmological constant is composed of several mechanisms:
| Mechanism | Suppression factor | Status |
|---|---|---|
| (smallness of vacuum coherences) | [T] | |
| RG-suppression of (IR-irrelevance) | ( suppressed) | [T] |
| Ward identities (anticorrelation) | [T] | |
| Fano code (6 linear constraints) | [T] |
RG-suppression of provides the largest contribution among the rigorously justified mechanisms. Detailed analysis — in the budget.
9. Anomalous Dimension of the Fano Operator [T]
The Fano-triplet operator has anomalous dimension:
The deviation from the canonical dimension 3 determines the correlation length pc via the RG-equation.
Spectrum of Scaling Dimensions of Gap-CFT Operators [T]
Full spectrum of composite operators in the conformal field theory on Gap:
| Operator | Engineering dim | Anomalous dim | Full |
|---|---|---|---|
| 1 | |||
| 2 | |||
| (Fano triplet) | 3 | ||
| (total, -singlet) | 2 | 0 | 2 |
The Fano-triplet operator
has , which means: it is relevant in the IR. This is a crucially important result — the octonionic structure () does not simply get suppressed at macroscopic scales, but determines the dominant correlations near the octonionic fixed point.
Connection of with the Correlation Length [T]
From the RG-equation for the Fano operator near the WF-point:
The transition to exponential decay occurs at the scale of the Fano correlation length:
The value determines the scale at which Fano correlations (and the dark-matter effects associated with them) become significant. The estimate pc is obtained upon substituting the vacuum values of the parameters.
Duality of IR-Relevance [T]
There is a subtle duality in the behavior of the Fano operator:
- Cubic coupling (coefficient of ) — IR-irrelevant: as .
- Fano operator (composite operator) — IR-relevant: .
Resolution: decreases, but the correlations generated by the Fano structure grow. At the octonionic fixed point both effects balance, producing a non-trivial conformal theory with .
10. RG-Evolution from Planck to Cosmology [T]
The complete picture of the RG-evolution of Gap theory parameters from the Planck scale to the cosmological scale:
10.1. Dimensional Analysis [T]
All parameters of Gap theory acquire physical dimensions through the system frequency (Axiom 4):
For the cosmological vacuum: .
10.2. Evolution of from Planck to Hubble [T]
Integrating the RG-flow over the full running :
The cubic term is suppressed by in the transition from Planck to cosmological scales.
10.3. Evolution of [T under model assumption]
In contrast to , the quartic coupling quickly reaches the Wilson-Fisher fixed point:
The plateau is reached already at — the quartic coupling "freezes" at scales substantially exceeding the Planck scale.
10.4. Evolution of the Mass Parameter [T under model assumption]
The mass parameter determines the position of the I↔II phase transition. Under RG-evolution:
where is the anomalous dimension of the mass. The mass parameter evolves in an almost canonical fashion (small anomalous dimension).
11. Cosmological Constant with RG-Flow Taken into Account [T]
With dimensional analysis and RG-evolution taken into account:
Without RG-suppression: m. With RG-suppression (): the RG-flow improves by orders (through ).
The remaining discrepancy with the observed m is the standard cosmological constant problem, additionally compensated by Ward identities and Fano constraints (see budget).
12. Connection of RG-Flow with the Standard Model [T]
The RG-flow of Gap theory is connected with the particle mass hierarchy of the Standard Model.
12.1. Uniformity of the Anomalous Dimension of Coherences [T]
All 21 coherences have the same anomalous dimension at the Wilson-Fisher fixed point:
where is the anomalous dimension of the Gap field (Theorem 4.3).
Proof. In exactly one line passes through any two points (axiom of a projective plane). Consequently, the number of Fano lines through a pair for all 21 pairs — there are no pairs "outside Fano lines."
The one-loop self-energy of the coherence with the cubic vertex :
The sum contains exactly one term (the unique third index on the line through ), identical for all pairs. Consequently, the anomalous dimension is the same for all coherences. At the WF-point () the anomalous dimension is determined by the quartic sector and equals (Theorem 4.3).
12.2. Mass Hierarchy from the Yukawa Selection Rule [T]
The fermion mass hierarchy in Gap theory is generated not by differences in the anomalous dimensions of coherences, but by three mechanisms:
(a) Selection rule (T-43d [T]): tree-level Yukawa coupling , where are the octonionic structure constants. The unique non-zero one: (Higgs line ), giving , .
(b) Quasi-IR fixed point [T]: the unique Yukawa is attracted to the Pendleton–Ross fixed point, giving GeV.
(c) -induced mixing [H]: masses of the light generations () arise through loop-level mixing along the generation line , suppressed by a factor per order.
The mass ratios of the generations are determined by powers of suppression :
where is the mass of the 3rd generation (), of the 2nd (), of the 1st (). Detailed derivation — in Yukawa hierarchy.
12.3. RG-Enhancement of the Hierarchy [T]
RG-evolution preserves the hierarchy established by the selection rule at the GUT scale:
(a) Small Yukawa couplings run with anomalous dimension . At : , small Yukawa couplings preserve their values from GUT to EW.
(b) Suppression of (Theorem 8.1 [T]) additionally reduces the loop corrections to in the IR, enhancing the hierarchy.
Result: the mass hierarchy is a consequence of the -invariance of the octonionic structure constants (selection rule), not of differences in the anomalous dimensions of individual coherences.
Related Documents
- Gap thermodynamics — potential
- Phase diagram — critical phenomena
- budget — RG-suppression in the budget
- Noether charges — 14 conserved charges
- Zeta regularization —
- Fano selection rules — Fano plane combinatorics
- Yukawa hierarchy — mass hierarchy from RG-flow
- Composite systems — collective RG-effects